DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fortress Private Ledger, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Samuel Planchard | Fortress Private Ledger, LLC independent RIA | Torrey Growth & Income Advisors, LLC independent RIA | RIA to RIA | May 23, 2025 | May 23, 2025 |
| Brent James Godwin | Fortress Private Ledger, LLC independent RIA | Redhawk Wealth Advisors, Inc. independent RIA | RIA to RIA | May 16, 2025 | Jul 22, 2025 (67 d) |
| Michael Brooke Davis | Fortress Private Ledger, LLC independent RIA | Kcd Financial, Inc. independent RIA | RIA to RIA | Apr 17, 2025 | Apr 21, 2025 |
| Amanda Rosplock Campbell | Fortress Private Ledger, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 1, 2024 | Jan 8, 2025 (68 d) |
| Jacob Aaron Halsey | Fortress Private Ledger, LLC independent RIA | D.A. Davidson & Co. independent RIA | RIA to RIA | Aug 16, 2024 | Aug 26, 2024 |
| Jonathan Pope | Fortress Private Ledger, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 25, 2021 | Mar 29, 2022 (155 d) |
| James Cobb | Fortress Private Ledger, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2021 | Nov 11, 2021 (70 d) |
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7 moves match.