DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Syndicated Capital, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley Jason Boeck | Syndicated Capital, Inc. independent RIA | Northwind Financial LLC independent RIA | RIA to RIA | Jul 30, 2026 | Jun 30, 2026 |
| Joseph Lloyd Mcadams | Syndicated Capital, Inc. independent RIA | Pacific Income Advisers Inc other | Other | May 28, 2026 | Jan 1, 2026 |
| Winston Frederick Justice | Syndicated Capital, Inc. independent RIA | Alliancebernstein L.P. other | Other | Feb 5, 2019 | May 21, 2019 (105 d) |
| John Kiem Liong Kwee | Syndicated Capital, Inc. independent RIA | Sagepoint Financial, Inc. other | Other | Dec 10, 2014 | Dec 17, 2014 |
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4 moves match.