DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sharpepoint, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James B Regan | Sharpepoint, LLC independent RIA | Brookstone Wealth Advisors, LLC no RAUM | Other | Apr 23, 2024 | Feb 12, 2024 |
| Dennis Eugene Zaderaka | Sharpepoint, LLC independent RIA | The Bottom Line Wealth Management Ltd. state registered | RIA to a state-registered adviser | Sep 4, 2020 | Jul 14, 2021 (313 d) |
| Paul C Johns | Sharpepoint, LLC independent RIA | Vinity unclassified | Other | Jun 20, 2019 | Jun 25, 2019 |
| Dolman Winston Vineyard | Sharpepoint, LLC independent RIA | Vinity unclassified | Other | Jun 3, 2019 | Jun 13, 2019 |
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4 moves match.