DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from 56 Capital Partners, Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Kelly Schlitter | 56 Capital Partners, Ltd independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2024 | Jan 22, 2025 (201 d) |
| Rodolfo S Ayala Fuentes | 56 Capital Partners, Ltd independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2024 | Jun 11, 2024 (83 d) |
| Tiffany Nichole Austin | 56 Capital Partners, Ltd independent RIA | Sage Private Wealth Group, LLC independent RIA | RIA to RIA | Nov 8, 2022 | Jan 1, 2025 (785 d) |
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3 moves match.