DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ronald Gelok & Associates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Garofalo | Ronald Gelok & Associates, LLC state registered | Brookstone Capital Management LLC independent RIA | Other | Sep 19, 2025 | Dec 11, 2025 (83 d) |
| Mark Ramos | Ronald Gelok & Associates, LLC state registered | Principal Securities, Inc. BD affiliated | Other | Jun 12, 2019 | Jul 12, 2019 |
| Edward Thomas Munoz | Ronald Gelok & Associates, LLC state registered | Principal Securities, Inc. BD affiliated | Other | Feb 18, 2019 | Feb 22, 2019 |
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3 moves match.