DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles Garofalo

Brookstone Capital Management LLCindependent RIABartonsville, Pa IA-onlyIAPD 2520536

Feed of 09/14/2026

Also filed as Chuck Garofalo

At current firm

0 y

since Dec 11, 2025

In the industry

31 y

since Apr 5, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Brookstone Capital Management LLC independent RIA current
since Dec 11, 2025 · Bartonsville, Pa
Ronald Gelok & Associates, LLC state registered
Jul 21, 2025 to Sep 19, 2025 · Parsippany, Nj
Edward Jones national BD
Mar 28, 2024 to Apr 3, 2025 · St Louis, Mo
Fidelity Personal And Workplace Advisors former
Sep 15, 2022 to Mar 26, 2024 · Morristown, Nj
Pnc Wealth Management BD affiliated
Mar 4, 2021 to Jul 21, 2022 · Madison, Nj
Santander Securities BD affiliated
Dec 12, 2018 to Feb 16, 2021 · Denville, Nj
Bny Mellon Securities Corporation other
Apr 21, 2015 to Apr 27, 2018 · Boca Raton, Fl
Morgan Stanley wirehouse
Jun 1, 2009 to Mar 23, 2015 · Morristown, Nj
Citigroup Global Markets Inc. BD affiliated
Feb 9, 2007 to Jun 1, 2009 · Florham Park, Nj

Moves

a registration end followed by a registration begin elsewhere

Ronald Gelok & Associates, LLC to Brookstone Capital Management LLC
left Sep 19, 2025, registered Dec 11, 2025 (83 days) · Other
Edward Jones to Ronald Gelok & Associates, LLC
left Apr 3, 2025, registered Jul 21, 2025 (109 days) · Affiliated broker-dealer or bank to a state-registered adviser
Fidelity Personal And Workplace Advisors to Edward Jones
left Mar 26, 2024, registered Mar 28, 2024 (2 days) · Affiliated broker-dealer or bank to another
Pnc Wealth Management to Fidelity Personal And Workplace Advisors
left Jul 21, 2022, registered Sep 15, 2022 (56 days) · Affiliated broker-dealer or bank to another
Santander Securities to Pnc Wealth Management
left Feb 16, 2021, registered Mar 4, 2021 (16 days) · Affiliated broker-dealer or bank to another
Bny Mellon Securities Corporation to Santander Securities
left Apr 27, 2018, registered Dec 12, 2018 (229 days) · Affiliated broker-dealer or bank to another
Morgan Stanley to Bny Mellon Securities Corporation
left Mar 23, 2015, registered Apr 21, 2015 (29 days) · Other
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

Charles Garofalo left Ronald Gelok & Associates, Llc for Brookstone Capital Management Llc (registered 2025-12-11)
Sep 19, 2025 · Advisor changed firm · fact
Charles Garofalo left Edward Jones for Ronald Gelok & Associates, Llc (registered 2025-07-21)
Apr 3, 2025 · Advisor changed firm · fact
Charles Garofalo left Fidelity Personal And Workplace Advisors for Edward Jones (registered 2024-03-28)
Mar 26, 2024 · Advisor changed firm · fact
Charles Garofalo left Pnc Wealth Management for Fidelity Personal And Workplace Advisors (registered 2022-09-15)
Jul 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address