DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wolfrum And Co.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lindsey Jo Holbrook | Wolfrum And Co. no RAUM | Huntleigh Advisors, Inc. independent RIA | Other | Apr 11, 2024 | Apr 10, 2024 |
| Richard Lowery Morris | Wolfrum And Co. no RAUM | Huntleigh Advisors, Inc. independent RIA | Other | Apr 11, 2024 | Apr 10, 2024 |
| Amanda Jonell Wolfrum | Wolfrum And Co. no RAUM | Huntleigh Advisors, Inc. independent RIA | Other | Dec 22, 2021 | Apr 10, 2024 (840 d) |
| Valerie Kay Brennan | Wolfrum And Co. no RAUM | Huntleigh Advisors, Inc. independent RIA | Other | Apr 4, 2019 | Jun 15, 2018 |
| David A. Jaicomo | Wolfrum And Co. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Dec 21, 2018 | Dec 20, 2018 |
Page 1 of 1
5 moves match.