DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kelly Financial Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lloyd Ward Johnson | Kelly Financial Services LLC independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | Aug 20, 2023 (81 d) |
| Kenneth E O'Connor | Kelly Financial Services LLC independent RIA | Facet independent RIA | RIA to RIA | Dec 22, 2021 | Jan 20, 2022 |
| Daniel Harton Christenson | Kelly Financial Services LLC independent RIA | Sandbox Financial Partners, LLC independent RIA | RIA to RIA | Dec 3, 2019 | Dec 11, 2019 |
| Andrew Paul Krout | Kelly Financial Services LLC independent RIA | De Groote Financial Group, LLC independent RIA | RIA to RIA | Jul 30, 2019 | Jul 24, 2019 |
| Taylor Elizabeth Krout | Kelly Financial Services LLC independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jul 30, 2019 | Dec 7, 2023 (1591 d) |
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5 moves match.