DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Finivi Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Danielle Drew | Finivi Inc. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 7, 2022 | Mar 21, 2024 (653 d) |
| Justin Anthony Giuliano | Finivi Inc. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 11, 2022 | Mar 21, 2024 (800 d) |
| Rana L Choubah | Finivi Inc. independent RIA | Meridian Financial Advisors, LLC independent RIA | RIA to RIA | Jun 30, 2021 | Feb 23, 2022 (238 d) |
| Matthew Edward Cleary | Finivi Inc. independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Dec 6, 2019 | Dec 24, 2019 |
| Christopher Smith | Finivi Inc. independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 4, 2019 | Aug 7, 2019 (64 d) |
| Kieran Patrick Lavery | Finivi Inc. independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2019 | Sep 11, 2019 (237 d) |
| Herbert Dwayne Kyles | Finivi Inc. independent RIA | Santander Securities BD affiliated | RIA to affiliated broker-dealer or bank | Oct 10, 2018 | Oct 2, 2018 |
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7 moves match.