DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lehman Financial Resources

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard David DerafeloLehman Financial Resources independent RIAEp Wealth Advisors independent RIARIA to RIAMay 15, 2023Apr 18, 2023
Travis Michael ScottLehman Financial Resources independent RIAEp Wealth Advisors independent RIARIA to RIAMay 15, 2023Apr 21, 2023
Jeffrey Irving LehmanLehman Financial Resources independent RIAEp Wealth Advisors independent RIARIA to RIAApr 10, 2023Apr 18, 2023
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3 moves match.