DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sheridan Road Advisors, LLC, A Hub International Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Lynch CollinsSheridan Road Advisors, LLC, A Hub International Company institutionalHub International Investment Services Inc. unclassifiedOtherOct 25, 2022Jun 27, 2022
Justin Douglas FiskSheridan Road Advisors, LLC, A Hub International Company institutionalHub International Investment Services Inc. unclassifiedOtherOct 25, 2022Apr 8, 2020
Eric Dennis BoldgerSheridan Road Advisors, LLC, A Hub International Company institutionalIndependent Financial Partners BD affiliatedOtherJul 7, 2022Jul 1, 2022
Matthew J BruceSheridan Road Advisors, LLC, A Hub International Company institutionalIndependent Financial Partners BD affiliatedOtherJun 24, 2022Jun 1, 2022
Kathleen A DaltonSheridan Road Advisors, LLC, A Hub International Company institutionalStancorp Investment Advisers, Inc. otherOtherFeb 23, 2022Apr 5, 2022 (41 d)
Calla G GormanSheridan Road Advisors, LLC, A Hub International Company institutionalIndependent Financial Partners BD affiliatedOtherJan 5, 2021Jan 5, 2021
Peter Marshall HassSheridan Road Advisors, LLC, A Hub International Company institutionalIht Wealth Management LLC independent RIAOtherDec 31, 2020Dec 22, 2020
Alona Weissberg AnspachSheridan Road Advisors, LLC, A Hub International Company institutionalIht Wealth Management LLC independent RIAOtherDec 31, 2020Dec 21, 2020
Steven Keith KellarSheridan Road Advisors, LLC, A Hub International Company institutionalIht Wealth Management LLC independent RIAOtherDec 31, 2020Dec 21, 2020
Jay Norman WarrenSheridan Road Advisors, LLC, A Hub International Company institutionalIht Wealth Management LLC independent RIAOtherDec 31, 2020Dec 21, 2020
Timothy Thomas FeldheimSheridan Road Advisors, LLC, A Hub International Company institutionalIht Wealth Management LLC independent RIAOtherDec 31, 2020Dec 21, 2020
Paul E KubasiakSheridan Road Advisors, LLC, A Hub International Company institutionalNorthern Trust Investments, Incorporated asset managerOtherJun 9, 2020Apr 23, 2020
Richard David StavesSheridan Road Advisors, LLC, A Hub International Company institutionalSimplicity Wealth independent RIAOtherMay 21, 2020May 12, 2020
Brett Matthew RamseySheridan Road Advisors, LLC, A Hub International Company institutionalWaddell & Reed BD affiliatedOtherApr 8, 2020Mar 30, 2020
Jeffrey R. St JohnSheridan Road Advisors, LLC, A Hub International Company institutionalIht Wealth Management LLC independent RIAOtherNov 14, 2019Nov 4, 2019
Nadia ShokohiSheridan Road Advisors, LLC, A Hub International Company institutionalShokohi Wealth Management Group LLC state registeredOtherAug 14, 2019Sep 29, 2020 (412 d)
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16 moves match.