DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from National Planning Corporation ("Npc Of America" In Fl & Ny)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Arthur Thomas BertolinaNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Greg SkinnerNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Robert A SkubaNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Oscar SassonNational Planning Corporation ("Npc Of America" In Fl & Ny) otherValley Wealth Strategies unclassifiedOtherNov 29, 2017Oct 25, 2017
Timothy David GayNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Richard William DutrisacNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Douglas Egil MolstadNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Rodney Jerald ChamberlinNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
David J PhillipsNational Planning Corporation ("Npc Of America" In Fl & Ny) otherValley Wealth Strategies unclassifiedOtherNov 29, 2017Nov 16, 2017
Peter E JochemsNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Paul Edward RankowitzNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Amy Lynn HammockNational Planning Corporation ("Npc Of America" In Fl & Ny) otherRosenthal Advisory Services, L.P. independent RIAOtherNov 29, 2017Jan 18, 2016
Debra Lynn SeeleyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Damon Curtis SimpsonNational Planning Corporation ("Npc Of America" In Fl & Ny) otherFinancial Security Management, Inc otherOtherNov 29, 2017Mar 16, 2016
Eric Andrew PerkinsNational Planning Corporation ("Npc Of America" In Fl & Ny) otherTrilogy Capital, Inc. no RAUMOtherNov 29, 2017Dec 1, 2015
Lori Ann GramsNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Kyle Dean FinkNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Paul Arthur WaltersNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
John Kevin JovanovichNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Christopher Panos KamnitsisNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Ronald Michael TellerNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
James Allan HelfinstineNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
David Lawrence GivnishNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Howard Ray BolotinNational Planning Corporation ("Npc Of America" In Fl & Ny) otherTrilogy Capital, Inc. no RAUMOtherNov 29, 2017Dec 1, 2015
Perry James JohnsonNational Planning Corporation ("Npc Of America" In Fl & Ny) otherTrilogy Capital, Inc. no RAUMOtherNov 29, 2017Feb 5, 2016
Douglas Charles StrootNational Planning Corporation ("Npc Of America" In Fl & Ny) otherTrilogy Capital, Inc. no RAUMOtherNov 29, 2017Dec 1, 2015
Christopher PaydockNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
John Brian DornNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLeelyn Smith, LLC independent RIAOtherNov 29, 2017Jul 18, 2017
Jeff Kevin SmithNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Joanne MantelNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Robert Lawrence WheatleyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherTrilogy Capital, Inc. no RAUMOtherNov 29, 2017Jan 13, 2016
Glenn Tremaine GroshNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Sean Luigi CoviNational Planning Corporation ("Npc Of America" In Fl & Ny) otherTrilogy Capital, Inc. otherOtherNov 29, 2017Dec 8, 2017
Ara Goryun MalazianNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Anthony S BarberaNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Thomas SokiraNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Todd Alexander LittleNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
David Todd SimpsonNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Joseph Alan FischmanNational Planning Corporation ("Npc Of America" In Fl & Ny) otherTrilogy Capital, Inc. no RAUMOtherNov 29, 2017Nov 23, 2015
Weldon Terry AbellNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
June Chiyun AdamsNational Planning Corporation ("Npc Of America" In Fl & Ny) otherTrilogy Capital, Inc. no RAUMOtherNov 29, 2017Nov 23, 2015
Eric David OsgoodNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Daniel Jose ValdesNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Steven Corey HoekstraNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Jerald Patrick CampbellNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Stewart Bruce LeafbladNational Planning Corporation ("Npc Of America" In Fl & Ny) otherRosenthal Advisory Services, L.P. independent RIAOtherNov 29, 2017Jul 24, 2015
Woodrow Selvey KnightNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Craig Steven RuddNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Raymond Philippe MathieuNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Charles Mel CampbellNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Carolyn Jill CampbellNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Cynthia StaufferNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Timothy Joseph KellyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Anthony Strom PastorNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Sean Michael KennedyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherTrilogy Capital, Inc. otherOtherNov 29, 2017Dec 21, 2016
Joseph Edward CohenNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Bradley Dean DavisNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Shawn Michael SwensonNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Mark Angelo CollerNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
Maria-Elena P VillaflorNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLPL Financial LLC independent RIAOtherNov 29, 2017Nov 29, 2017
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1,293 moves match.