DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Avaii Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Maestas | Avaii Wealth Management, LLC independent RIA | Johnson Wealth Inc. mixed wealth | RIA to RIA | Aug 4, 2025 | Jul 31, 2025 |
| Jeffrey James Rainer | Avaii Wealth Management, LLC independent RIA | Lifeworks Advisors, LLC independent RIA | RIA to RIA | Sep 3, 2024 | Sep 4, 2024 |
| Samuel K Mullins | Avaii Wealth Management, LLC independent RIA | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2023 | Jan 12, 2024 (101 d) |
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3 moves match.