DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Savior Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth L DeanSavior Wealth independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 20, 2024Aug 29, 2024 (191 d)
Sandro GelfusaSavior Wealth independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 12, 2023Aug 16, 2023 (65 d)
Jorge Arturo FloresSavior Wealth independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 12, 2023May 15, 2023
Thomas BartolomeoSavior Wealth independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 17, 2023May 15, 2023
Anthony Thomas BartolomeoSavior Wealth independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 17, 2023May 15, 2023
Jonathan Charles PentaSavior Wealth independent RIAEmpirical Asset Management, LLC independent RIARIA to RIASep 9, 2021Jan 19, 2022 (132 d)
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6 moves match.