DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Resurgent Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Parker HughesResurgent Advisors independent RIAWaterloo Capital independent RIARIA to RIAAug 25, 2026Sep 3, 2026
Stuart Sommerville CanzeriResurgent Advisors independent RIAWaterloo Capital independent RIARIA to RIAAug 25, 2026Aug 31, 2026
Robert Blane BrooksResurgent Advisors independent RIANaviter Wealth, LLC independent RIARIA to RIAFeb 14, 2025Feb 24, 2025
Randy G KolendaResurgent Advisors independent RIANorthstar Wealth Management LLC state registeredRIA to a state-registered adviserApr 10, 2023Mar 22, 2023
Michelle L CavalleroResurgent Advisors independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAMar 2, 2023Jan 11, 2023
Matthew Thomas NadeauResurgent Advisors independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAMar 2, 2023Jan 10, 2023
Gary G GarciaResurgent Advisors independent RIAKingswood Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2023Jun 10, 2025 (831 d)
Lamartine Griffin HardmanResurgent Advisors independent RIAFourstar Wealth Advisors, LLC independent RIARIA to RIASep 17, 2020Oct 2, 2020
Polly White CordleResurgent Advisors independent RIASt. Germain Investment Management independent RIARIA to RIAMay 4, 2020May 17, 2022 (743 d)
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9 moves match.