DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tradition Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Diane Lisa SobinTradition Asset Management LLC independent RIACary Street Partners Asset Management independent RIARIA to RIANov 13, 2020Jul 1, 2020
Benjamin Cary HalliburtonTradition Asset Management LLC independent RIACary Street Partners Asset Management independent RIARIA to RIANov 13, 2020Jul 1, 2020
Michael Claude ProvineTradition Asset Management LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankNov 13, 2020Jul 9, 2020
Casey John WieczorekTradition Asset Management LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankNov 13, 2020Jul 1, 2020
Michael Anthony CicconeTradition Asset Management LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankNov 13, 2020Jul 15, 2020
Alan Joel ReefTradition Asset Management LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankSep 28, 2020Sep 23, 2020
Frani Michele FeitTradition Asset Management LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankSep 11, 2020Jul 1, 2020
Robert Joseph VoccolaTradition Asset Management LLC independent RIAInvestment Partners Asset Management independent RIARIA to RIAJul 10, 2020Jul 15, 2020
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8 moves match.