DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Live Oak Investment Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dilda Deepak Dalvi | Live Oak Investment Partners independent RIA | Harrell Investment Partners, LLC independent RIA | RIA to RIA | Nov 19, 2021 | May 5, 2022 (167 d) |
| Melody Vuicich Kump | Live Oak Investment Partners independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2021 | Dec 8, 2022 (617 d) |
| Melody Vuicich Kump | Live Oak Investment Partners independent RIA | Cantella & Co., Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2020 | Jan 10, 2020 |
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3 moves match.