DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Polley Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Curtis Greene | Polley Wealth Management LLC state registered | Edelman Financial Engines mixed wealth | Other | Nov 15, 2023 | Dec 1, 2023 |
| Andrew Ryan Frank | Polley Wealth Management LLC state registered | Charles Schwab & Co., Inc. national BD | Other | Jul 13, 2023 | Jul 13, 2023 |
| Gary Joseph Preisser | Polley Wealth Management LLC state registered | Kinetic Investment Management, Inc. independent RIA | Other | Feb 28, 2022 | Mar 3, 2022 |
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3 moves match.