DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Polley Wealth Management LLC
Latest filing Sep 2, 2026
First filing on the tape Sep 2, 2026 · 1 filings
RAUM
$21.3M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
90%
$19.2M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
- RAUM per advisor
- $10.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $200,943derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $21.3M, 50 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$13.3M62%
- Individuals$5.9M28%
- Corporations and businesses$2.1M9.9%
- Individual clients
- 40reported
- HNW clients
- 10reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 106reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $21.3M for 50 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kenneth Sean Polley | Orlando, Fl | Sep 30, 2019 | 30 y | 6 |
| Gregory Fuller Kite | Orlando, Fl | Oct 20, 2020 | 30 y | 5 |
| Ronald Curtis Greene | Orlando, Fl | Jul 29, 2026 | 32 y | 4 |
Advisor movement
Left, latest
- Ronald Curtis Greene to Edelman Financial EnginesNov 15, 2023 · Other
- Andrew Ryan Frank to Charles Schwab & Co., Inc.Jul 13, 2023 · Other
- Gary Joseph Preisser to Kinetic Investment Management, Inc.Feb 28, 2022 · Other
Joined, latest
- Ronald Curtis Greene from Edelman Financial EnginesAug 13, 2025 · RIA to a state-registered adviser
- Andrew Ryan Frank from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 13, 2023 · Wirehouse to a state-registered adviser
- Ronald Curtis Greene from 369 Financial LLCSep 1, 2021 · Other
- Gary Joseph Preisser from Ae Wealth Management, LLCNov 4, 2020 · RIA to a state-registered adviser
- Gregory Fuller Kite from Transamerica Financial Advisors, LLCOct 20, 2020 · Affiliated broker-dealer or bank to a state-registered adviser
- Kenneth Sean Polley from Truist Advisory Services, Inc.Sep 30, 2019 · Affiliated broker-dealer or bank to a state-registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orlando, Fl · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
3 dated events
- Ronald Curtis Greene left Polley Wealth Management Llc for Edelman Financial Engines (registered 2023-12-01)Nov 15, 2023 · Advisor changed firm · fact
- Andrew Ryan Frank left Polley Wealth Management Llc for Charles Schwab & Co., Inc. (registered 2023-07-13)Jul 13, 2023 · Advisor changed firm · fact
- Gary Joseph Preisser left Polley Wealth Management Llc for Kinetic Investment Management, Inc. (registered 2022-03-03)Feb 28, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/POLLEYWEALTHreportedpublic record, Form ADV, Sep 17, 2026
- Website
- POLLEYWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (407) 337-1085reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026