DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Guardian Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Roger Allen Lingle | Guardian Wealth Advisors, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 5, 2026 | Jan 5, 2026 |
| Conor Clougherty | Guardian Wealth Advisors, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jun 30, 2025 | Nov 19, 2025 (142 d) |
| Stacie Lynn Giddings | Guardian Wealth Advisors, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Dec 4, 2023 | Aug 8, 2024 (248 d) |
| Robert A Prousalis | Guardian Wealth Advisors, LLC independent RIA | Paramount Financial state registered | RIA to a state-registered adviser | May 4, 2022 | Sep 13, 2022 (132 d) |
Page 1 of 1
4 moves match.