DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bluerock Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alicia Sher | Bluerock Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2021 | Oct 20, 2022 (314 d) |
| Seth Taylor Adams | Bluerock Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2021 | Oct 3, 2022 (297 d) |
| Rajen Kantilal Chokshi | Bluerock Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2021 | Dec 10, 2021 |
| Amanda Kathryn Standard | Bluerock Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2021 | Jan 4, 2022 |
| Justin John Gillette | Bluerock Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2021 | Feb 11, 2022 (63 d) |
| Daan Sebastian Mutsaers | Bluerock Wealth Management, LLC independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 29, 2020 | Mar 25, 2021 (177 d) |
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6 moves match.