DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Levy Wealth Management Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Victor Sidney Levy | Levy Wealth Management Group independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2024 | Sep 3, 2024 |
| Michael Thomas Clatterbuck | Levy Wealth Management Group independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2024 | Sep 3, 2024 |
| Jason Lawrence | Levy Wealth Management Group independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2024 | Sep 4, 2024 |
| Joseph Robostello | Levy Wealth Management Group independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2024 | Sep 3, 2024 |
| Rexford Schilgen | Levy Wealth Management Group independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 24, 2024 | Sep 3, 2024 |
| Timothy Decarolis | Levy Wealth Management Group independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 24, 2024 | Sep 3, 2024 |
| Wesley Wasserman | Levy Wealth Management Group independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 24, 2024 | Sep 3, 2024 |
| Bradford William Hess | Levy Wealth Management Group independent RIA | Steel Tower Investments independent RIA | RIA to RIA | Sep 5, 2023 | Sep 20, 2023 |
| Michael Francis Swallow | Levy Wealth Management Group independent RIA | Truist Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 15, 2021 | Mar 13, 2023 (483 d) |
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9 moves match.