DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wellington Wealth Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Chandler Shively | Wellington Wealth Strategies, LLC independent RIA | Corient independent RIA | RIA to RIA | Apr 18, 2025 | May 16, 2025 |
| Anthony J Bonanno | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 30, 2024 |
| Andrew James Cornell | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Nov 15, 2024 |
| Thomas L Cates | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 22, 2024 |
| Nathaniel John Miller | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 30, 2024 |
| Gregory Thomas Freeman | Wellington Wealth Strategies, LLC independent RIA | Strive Financial Group, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 30, 2024 |
| Joseph Thomas Hillman | Wellington Wealth Strategies, LLC independent RIA | Strive Financial Group, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 30, 2024 |
| Maxwell T Moritz | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 17, 2024 |
| Ross Joseph Douglas Gaddy | Wellington Wealth Strategies, LLC independent RIA | Strive Financial Group, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 30, 2024 |
| Patrick Hagan Dykstra | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 22, 2024 |
| Joshua Michael Damore | Wellington Wealth Strategies, LLC independent RIA | Strive Financial Group, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 30, 2024 |
| Michael Chandler Shively | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 22, 2024 |
| Nicholas Bela Prokai | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 17, 2024 |
| Christopher Bryon Bauchle | Wellington Wealth Strategies, LLC independent RIA | Strive Financial Group, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 30, 2024 |
| John Glander | Wellington Wealth Strategies, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2021 | Jul 10, 2023 (605 d) |
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15 moves match.