DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Greystone Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Wayne Babcock | Greystone Financial Group, LLC independent RIA | Vertrix Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Jan 21, 2026 | Jan 20, 2026 |
| Michael Brian Wachsler | Greystone Financial Group, LLC independent RIA | Vertrix Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Jan 21, 2026 | Jan 16, 2026 |
| Kristie Lee Guadiano | Greystone Financial Group, LLC independent RIA | Vertrix Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Jan 21, 2026 | Jan 16, 2026 |
| Robert John Yarmak | Greystone Financial Group, LLC independent RIA | Vertrix Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Jan 21, 2026 | Jan 21, 2026 |
| Norman Charles Leon | Greystone Financial Group, LLC independent RIA | Vertrix Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Jan 21, 2026 | Jan 20, 2026 |
| Jordan Paul Neumann | Greystone Financial Group, LLC independent RIA | Vertrix Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Jan 21, 2026 | Jan 20, 2026 |
| Allison Kay Dubreuil | Greystone Financial Group, LLC independent RIA | Haven Financial Partners LLC state registered | RIA to a state-registered adviser | Sep 3, 2025 | Sep 4, 2025 |
| Robert Russell Shampine | Greystone Financial Group, LLC independent RIA | Mainstay Capital Management, LLC independent RIA | RIA to RIA | Mar 17, 2022 | Apr 7, 2022 |
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8 moves match.