DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Octavia Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Michael Lamb | Octavia Wealth Advisors LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Apr 3, 2025 |
| Noah Stomberg | Octavia Wealth Advisors LLC independent RIA | RBC Securities, Inc. independent RIA | RIA to RIA | Feb 14, 2025 | Jul 1, 2025 (137 d) |
| Peter Ivan Michael Shusterman | Octavia Wealth Advisors LLC independent RIA | Cooper Mcmanus independent RIA | RIA to RIA | Jan 21, 2025 | Nov 26, 2025 (309 d) |
| Stephanie Stegmuller | Octavia Wealth Advisors LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Feb 2, 2024 | May 3, 2024 (91 d) |
| Omar A Morillo | Octavia Wealth Advisors LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | May 16, 2022 | May 24, 2022 |
| Jennifer A Duarte | Octavia Wealth Advisors LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Apr 16, 2021 | May 5, 2021 |
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6 moves match.