DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Nottingham Wealth Partners, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Todd Anthony Mathison | Nottingham Wealth Partners, Inc. independent RIA | Impact Retirement Advisors no RAUM | RIA to a newly registered adviser | Aug 2, 2024 | Jun 7, 2024 |
| Isaac Robert King Coutier | Nottingham Wealth Partners, Inc. independent RIA | Impact Retirement Advisors no RAUM | RIA to a newly registered adviser | Jul 11, 2024 | Jun 7, 2024 |
| Dalton Lehnen | Nottingham Wealth Partners, Inc. independent RIA | Schwan Financial Advisors, LLC other | Other | Apr 15, 2024 | Jul 15, 2024 (91 d) |
| Lucas Jon Peterson | Nottingham Wealth Partners, Inc. independent RIA | Carlson Capital Management, LLC independent RIA | RIA to RIA | Feb 29, 2024 | Apr 18, 2024 (49 d) |
| Joseph Harold Littky | Nottingham Wealth Partners, Inc. independent RIA | Blue Line Capital Advisors state registered | RIA to a state-registered adviser | Apr 27, 2022 | Apr 14, 2022 |
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5 moves match.