DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Vertis Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jean-Paul CeballoVertis Wealth, LLC independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 29, 2023Nov 15, 2023 (47 d)
Brianna L CheesmondVertis Wealth, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseAug 8, 2023May 9, 2025 (640 d)
Sarah Jeanette SaumVertis Wealth, LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAJun 2, 2023Aug 28, 2023 (87 d)
Joshua John StoreyVertis Wealth, LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAMay 1, 2023Jan 17, 2025 (627 d)
Cassidy Theresa AmmonsVertis Wealth, LLC independent RIAEsi Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2023Mar 14, 2023
Ian Rodger WelhamVertis Wealth, LLC independent RIACoppell Advisory Solutions LLC independent RIARIA to RIANov 11, 2022Sep 6, 2023 (299 d)
Scott A RosatiVertis Wealth, LLC independent RIATransamerica Retirement Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 13, 2022Mar 30, 2023 (168 d)
Melissa L RayVertis Wealth, LLC independent RIALincoln Investment independent RIARIA to RIAOct 13, 2022Nov 29, 2022 (47 d)
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8 moves match.