DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Emissary Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Scott CombsEmissary Wealth independent RIANeuberger Berman Bd LLC no RAUMOtherJul 14, 2025Sep 15, 2026 (428 d)
Daniel Robert O'HalloranEmissary Wealth independent RIAThe Genwealth Group, Inc. independent RIARIA to RIAAug 21, 2023Nov 28, 2023 (99 d)
Eric Vincent YoungEmissary Wealth independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 14, 2022Mar 18, 2022
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3 moves match.