DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

E••••••• W•••••

Independent wealth managerHackensack, New JerseyCRD 308002SEC 801-122285websiteIAPD
Legal name E••••••• W••••• L••
Latest filing Mar 30, 2026
First filing on the tape Aug 10, 2021 · 14 filings
SEC status approved since Sep 10, 2021
RAUM
$185M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$167M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$37.0M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$185M as of Mar 30, 2026
Mar 14, 2022$120M then
HNW client RAUM$108M as of Mar 30, 2026
Mar 14, 2022$107M then
State-registered IARs (5.B.3)4 as of Mar 30, 2026
Mar 14, 20224 then
Employees (5.A)6 as of Mar 30, 2026
Mar 14, 20228 then
Private funds1 as of Mar 30, 2026
Mar 15, 20241 then
RAUM +19% over the last fiscal year+25% a year over threeIARs 4 to 4offices 0 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
RAUM per advisor
$37.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
46derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.8MderivedHNW RAUM over HNW clients
Average account
$196,450derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
1.3derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+27%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$140M, 153 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$108M58%
  • Individuals$58.6M32%
  • Pooled investment vehicles$18.5M10.0%
Individual clients
191reported
HNW clients
38reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
942reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$140M for 153 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.9 fund_share=0.1 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
C••••••••• R••••• C••••••••Hackensack, NjApr 8, 202015 y3
C•••••••• M•••• L••••Hackensack, Nj Dec 16, 202010 y1
J•••• L•• M•••••••Certified Financial PlannerSimi Valley, Ca Aug 10, 202110 y0
S••••• L•••• L••••Hackensack, NjDec 21, 202210 y0
R••• A• S••••Hackensack, NjAug 5, 202611 y2
Advisor movement
0 left, 1 joined in 12 months
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
C••••••• V••••••• L•Real Estate Fund$7.2M1Jun 26, 2023
Owners and control persons
Schedule A and B, latest filing
  • C••••••••• C••••••••• R••••• · Member & Chief Compliance Officercontrol
    since 02/2020 · owns 75% or more
  • L••••• C••••••••• M•••• · Chief Client Officer
    since 06/2020 · owns less than 5%
Related persons
Schedule D 7.A
  • C••••••• P••••••• L••
    pooled vehicle sponsory
  • E••••••• T•• L••
    insurancey
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Hackensack, Nj · principal510
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 849 to 942
    Sep 16, 2025 to Mar 30, 2026
  • HNW clients · 37 to 38
    Sep 16, 2025 to Mar 30, 2026
  • Individual clients · 143 to 191
    Sep 16, 2025 to Mar 30, 2026
  • Assets in custody · $135M to $140M
    Sep 16, 2025 to Mar 30, 2026
  • Employees · 7 to 6
    Sep 16, 2025 to Mar 30, 2026
  • Other offices · 1 to 3
    Sep 16, 2025 to Mar 30, 2026
  • Discretionary RAUM · $156M to $185M
    Sep 16, 2025 to Mar 30, 2026
  • HNW RAUM · $93.9M to $108M
    Sep 16, 2025 to Mar 30, 2026
  • Individual RAUM · $45.5M to $58.6M
    Sep 16, 2025 to Mar 30, 2026
  • Pooled vehicle RAUM · $16.6M to $18.5M
    Sep 16, 2025 to Mar 30, 2026
  • RAUM · $156M to $185M
    Sep 16, 2025 to Mar 30, 2026
  • Other offices · 0 to 1
    Mar 21, 2025 to Sep 16, 2025
  • Accounts · 677 to 849
    Jun 30, 2024 to Mar 21, 2025
  • Advisory employees · 5 to 4
    Jun 30, 2024 to Mar 21, 2025
  • Advisory activities · 3 to 4
    Jun 30, 2024 to Mar 21, 2025
  • HNW clients · 31 to 37
    Jun 30, 2024 to Mar 21, 2025
  • Individual clients · 113 to 143
    Jun 30, 2024 to Mar 21, 2025
  • Pooled vehicle clients · unset to 1.0
    Jun 30, 2024 to Mar 21, 2025
  • Assets in custody · $96.1M to $135M
    Jun 30, 2024 to Mar 21, 2025
  • Financial planning clients · 101-250 to 101-250
    Jun 30, 2024 to Mar 21, 2025
  • Discretionary RAUM · $117M to $156M
    Jun 30, 2024 to Mar 21, 2025
  • HNW RAUM · $80.2M to $93.9M
    Jun 30, 2024 to Mar 21, 2025
  • Individual RAUM · $37.2M to $45.5M
    Jun 30, 2024 to Mar 21, 2025
  • Pooled vehicle RAUM · unset to 16636963.0
    Jun 30, 2024 to Mar 21, 2025
  • RAUM · $117M to $156M
    Jun 30, 2024 to Mar 21, 2025
  • Accounts · 625 to 677
    Nov 14, 2023 to Mar 15, 2024
  • Advisory employees · 4 to 5
    Nov 14, 2023 to Mar 15, 2024
  • HNW clients · 29 to 31
    Nov 14, 2023 to Mar 15, 2024
  • Individual clients · 122 to 113
    Nov 14, 2023 to Mar 15, 2024
  • Assets in custody · $83.5M to $96.1M
    Nov 14, 2023 to Mar 15, 2024
  • State-registered IARs · 5 to 4
    Nov 14, 2023 to Mar 15, 2024
  • Discretionary RAUM · $93.7M to $117M
    Nov 14, 2023 to Mar 15, 2024
  • HNW RAUM · $63.2M to $80.2M
    Nov 14, 2023 to Mar 15, 2024
  • Individual RAUM · $30.5M to $37.2M
    Nov 14, 2023 to Mar 15, 2024
  • RAUM · $93.7M to $117M
    Nov 14, 2023 to Mar 15, 2024
  • Private funds · unset to 1
    Mar 22, 2023 to Jun 26, 2023
  • Accounts · 524 to 625
    Aug 8, 2022 to Mar 22, 2023
  • HNW clients · 50 to 29
    Aug 8, 2022 to Mar 22, 2023
  • Individual clients · 66 to 122
    Aug 8, 2022 to Mar 22, 2023
  • Assets in custody · $71.0M to $83.5M
    Aug 8, 2022 to Mar 22, 2023
Signals
3 dated events
  • D••••• R••••• O••••••••• left E••••••• W••••• for T•• G•••••••• G••••• I••• (registered 2023-11-28)
    Aug 21, 2023 · Advisor changed firm · fact
  • E••• V•••••• Y•••• left E••••••• W••••• for H•••••••• A•••••••• L•• (registered 2022-03-18)
    Mar 14, 2022 · Advisor changed firm · fact
  • E••••••• W••••• filed its initial SEC registration (Form ADV)
    Aug 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/emissary-wealthreportedpublic record, Form ADV, Sep 18, 2026
Website
emissarywealth.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
201-853-9103reportedpublic record, Form ADV, Mar 30, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$37.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

E••••••• W••••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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