DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Milestone Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dennis John JacquesMilestone Asset Management, LLC independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 25, 2026Sep 14, 2026
James Vincent MasoneMilestone Asset Management, LLC independent RIAMcadam LLC independent RIARIA to RIAJun 15, 2026Jun 26, 2026
Alan Moore BelangerMilestone Asset Management, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 28, 2023Apr 17, 2024 (141 d)
Hope Lea KiefnerMilestone Asset Management, LLC independent RIAPnc Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2022Sep 11, 2023 (532 d)
Thomas Brian HayesMilestone Asset Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAFeb 11, 2021Mar 17, 2021 (34 d)
Richard Todd BakerMilestone Asset Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAFeb 11, 2021Mar 16, 2021 (33 d)
Michael David AushermanMilestone Asset Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAFeb 11, 2021Mar 17, 2021 (34 d)
Shawn Patrick LeeMilestone Asset Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAFeb 11, 2021Mar 17, 2021 (34 d)
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8 moves match.