DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lsb Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Katelyn Dare HarderLsb Wealth Management independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 1, 2025Jul 1, 2025
Mark Donald MccombsLsb Wealth Management independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankNov 15, 2024Nov 8, 2024
Amy Lynn WrightLsb Wealth Management independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankSep 4, 2024Aug 30, 2024
Kyle A RasmussenLsb Wealth Management independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMar 5, 2024Mar 1, 2024
Nicholas William BlasbergLsb Wealth Management independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMar 5, 2024Mar 1, 2024
Hunter Kade BellLsb Wealth Management independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMar 5, 2024Mar 1, 2024
Benjamin Charles SteeleLsb Wealth Management independent RIADiamond Trail Capital Management state registeredRIA to a state-registered adviserOct 3, 2023Oct 24, 2023
Andrew Kenneth OwenLsb Wealth Management independent RIACarlson Capital Management, LLC independent RIARIA to RIAJun 18, 2021Nov 27, 2023 (892 d)
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8 moves match.