DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Invictus Collective, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Trent Allen ThorbahnThe Invictus Collective, LLC independent RIACibc Private Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 21, 2025Jul 8, 2025 (137 d)
Leslie Joan CannonThe Invictus Collective, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAApr 1, 2024May 21, 2024 (50 d)
Dennis G O'MalleyThe Invictus Collective, LLC independent RIASpiderrock Advisors, LLC otherOtherNov 1, 2023Jun 20, 2024 (232 d)
Justina Irene NevelThe Invictus Collective, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseJul 18, 2023Jul 17, 2023
Sarah Elizabeth DamsgaardThe Invictus Collective, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseJul 18, 2023Jul 17, 2023
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5 moves match.