DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Saxon Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Deane Michael HaflingSaxon Financial Group independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2024Jul 8, 2024
Nicholas Allen PriceSaxon Financial Group independent RIAPaul Comstock Partners independent RIARIA to RIAMar 8, 2024Mar 21, 2024
Patrick Michael BuckleySaxon Financial Group independent RIASunbelt Securities BD affiliatedRIA to affiliated broker-dealer or bankMar 5, 2024Mar 18, 2024
Gregory James KallusSaxon Financial Group independent RIACalderwood Financial Strategies, Inc. institutionalOtherJul 19, 2022Jan 11, 2023 (176 d)
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4 moves match.