DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Saxon Financial Group

Independent wealth managerHouston, TexasCRD 311687SEC 801-120283websiteIAPD
Legal name Saxon Interests, Inc.
Latest filing Mar 11, 2026
First filing on the tape Jan 7, 2021 · 14 filings
SEC status approved since Feb 9, 2021
RAUM
$679M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
100%
$676M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$48.5M
derived; firm RAUM over IAPD count
Employees
19
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$679M as of Mar 11, 2026
Mar 7, 2022$449M then
HNW client RAUM$578M as of Mar 11, 2026
Mar 7, 2022$345M then
State-registered IARs (5.B.3)13 as of Mar 11, 2026
Mar 7, 202212 then
Employees (5.A)19 as of Mar 11, 2026
Mar 7, 202218 then
Private funds: no history
RAUM +10% over the last fiscal year+15% a year over threeIARs 12 to 13
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$48.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
36derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$365,317derivedRAUM over accounts (5.F.2.f)
Discretionary
78%derivedof RAUM
Institutional
0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
14.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+10%derivedbetween the last two annual amendments
Advisor growth, one year
+8.3%derivedItem 5.B.3 between annual amendments
Client growth, one year
-7.5%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Custody
$3.3M, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$578M85%
  • Individuals$98.1M14%
  • Pension and profit-sharing plans$2.8M0.4%
Individual clients
314reported
HNW clients
195reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,859reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$3.3M for 6 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jaclyn Beasley GilbertHouston, TxFeb 18, 202113 y1
Richard Allan SaxonHouston, TxFeb 18, 202126 y4
Bretton Wayne WilliamsCertified Financial PlannerHouston, TxFeb 19, 202126 y3
Elizabeth Love MorrisonHouston, TxFeb 19, 202113 y2
Erin Altan ErdilHouston, TxFeb 19, 202129 y4
Timothy LucioHouston, TxFeb 22, 202110 y1
Paul Edward LoveChartered Financial ConsultantHouston, TxFeb 22, 202141 y4
Darrell Wayne BrooksHouston, TxJan 19, 202239 y3
Brandon Craig IvyCertified Financial PlannerHouston, TxJun 23, 202317 y4
Ashley Nicole TrlicaCertified Financial PlannerHouston, TxJun 29, 202312 y2
Oscar Arnulfo CastroHouston, TxNov 30, 202313 y0
Thomas Scott StaerkerHouston, TxSep 6, 202411 y1
Thomas Parker ThornhillHouston, TxFeb 9, 202611 y0
Natan BondinHouston, TxMay 11, 202610 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Beasley Jaclyn Gilbert · Chief Compliance Officercontrol
      since 01/2021 · owns less than 5%
    • Allan Richard Saxon · Presidentcontrol
      since 01/2021 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Houston, Tx · principal1420
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,713 to 1,859
      Sep 30, 2025 to Mar 11, 2026
    • Advisory employees · 12 to 15
      Sep 30, 2025 to Mar 11, 2026
    • Corporate clients · 13.0 to unset
      Sep 30, 2025 to Mar 11, 2026
    • HNW clients · 179 to 195
      Sep 30, 2025 to Mar 11, 2026
    • Individual clients · 371 to 314
      Sep 30, 2025 to Mar 11, 2026
    • Pension plan clients · 7.0 to unset
      Sep 30, 2025 to Mar 11, 2026
    • Assets in custody · $464,344 to $3.3M
      Sep 30, 2025 to Mar 11, 2026
    • Employees · 16 to 19
      Sep 30, 2025 to Mar 11, 2026
    • State-registered IARs · 12 to 13
      Sep 30, 2025 to Mar 11, 2026
    • Discretionary RAUM · $496M to $533M
      Sep 30, 2025 to Mar 11, 2026
    • HNW RAUM · $478M to $578M
      Sep 30, 2025 to Mar 11, 2026
    • Individual RAUM · $95.3M to $98.1M
      Sep 30, 2025 to Mar 11, 2026
    • Non-discretionary RAUM · $121M to $146M
      Sep 30, 2025 to Mar 11, 2026
    • Pension RAUM · $5.7M to $2.8M
      Sep 30, 2025 to Mar 11, 2026
    • RAUM · $616M to $679M
      Sep 30, 2025 to Mar 11, 2026
    • Accounts · 2,208 to 1,713
      May 23, 2024 to Jan 29, 2025
    • Advisory employees · 13 to 12
      May 23, 2024 to Jan 29, 2025
    • Corporate clients · unset to 13.0
      May 23, 2024 to Jan 29, 2025
    • HNW clients · 151 to 179
      May 23, 2024 to Jan 29, 2025
    • Individual clients · 376 to 371
      May 23, 2024 to Jan 29, 2025
    • Pension plan clients · 5 to 7
      May 23, 2024 to Jan 29, 2025
    • Assets in custody · $226,147 to $464,344
      May 23, 2024 to Jan 29, 2025
    • Financial planning clients · 251-500 to 251-500
      May 23, 2024 to Jan 29, 2025
    • State-registered IARs · 13 to 12
      May 23, 2024 to Jan 29, 2025
    • Discretionary RAUM · $462M to $496M
      May 23, 2024 to Jan 29, 2025
    • HNW RAUM · $428M to $478M
      May 23, 2024 to Jan 29, 2025
    • Individual RAUM · $104M to $95.3M
      May 23, 2024 to Jan 29, 2025
    • Non-discretionary RAUM · $73.3M to $121M
      May 23, 2024 to Jan 29, 2025
    • Pension RAUM · $2.5M to $5.7M
      May 23, 2024 to Jan 29, 2025
    • RAUM · $535M to $616M
      May 23, 2024 to Jan 29, 2025
    • Accounts · 1,524 to 2,208
      Nov 28, 2023 to Feb 9, 2024
    • HNW clients · 122 to 151
      Nov 28, 2023 to Feb 9, 2024
    • Individual clients · 349 to 376
      Nov 28, 2023 to Feb 9, 2024
    • Pension plan clients · unset to 5.0
      Nov 28, 2023 to Feb 9, 2024
    • Assets in custody · unset to 226147.0
      Nov 28, 2023 to Feb 9, 2024
    • Custody of client assets · false to true
      Nov 28, 2023 to Feb 9, 2024
    • Discretionary RAUM · $339M to $462M
      Nov 28, 2023 to Feb 9, 2024
    • HNW RAUM · $332M to $428M
      Nov 28, 2023 to Feb 9, 2024
    • Individual RAUM · $114M to $104M
      Nov 28, 2023 to Feb 9, 2024
    • Non-discretionary RAUM · $107M to $73.3M
      Nov 28, 2023 to Feb 9, 2024
    Signals
    6 dated events
    • Deane Michael Hafling left Saxon Financial Group for Raymond James Financial Services Advisors, Inc (registered 2024-07-08)
      Jul 10, 2024 · Advisor changed firm · fact
    • Nicholas Allen Price left Saxon Financial Group for Paul Comstock Partners (registered 2024-03-21)
      Mar 8, 2024 · Advisor changed firm · fact
    • Patrick Michael Buckley left Saxon Financial Group for Sunbelt Securities (registered 2024-03-18)
      Mar 5, 2024 · Advisor changed firm · fact
    • 2 advisors left Linscomb Wealth, Inc. (Houston, TX) for Saxon Financial Group within 9 days
      Jun 21, 2023 · Team lift-out · derived
    • Gregory James Kallus left Saxon Financial Group for Calderwood Financial Strategies, Inc. (registered 2023-01-11)
      Jul 19, 2022 · Advisor changed firm · fact
    • Saxon Financial Group filed its initial SEC registration (Form ADV)
      Jan 7, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    713-425-5340reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/10644737reportedpublic record, Form ADV, Sep 17, 2026
    Firm profile
    linkedin.com/company/love-financial-groupreportedpublic record, Form ADV, Sep 17, 2026
    Website
    saxonfinancialgroup.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    713-425-5340reportedpublic record, Form ADV, Mar 11, 2026
    Contact form
    saxonfinancialgroup.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $48.5Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026