DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Global Wealth Strategies And Associates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Patrick Clancy | Global Wealth Strategies And Associates, LLC independent RIA | Sax Wealth Advisors, LLC independent RIA | RIA to RIA | Feb 17, 2026 | Jan 28, 2026 |
| Bradley Robert Scoular | Global Wealth Strategies And Associates, LLC independent RIA | Farther independent RIA | RIA to RIA | May 2, 2025 | Apr 7, 2025 |
| Rita Darlene Cooper | Global Wealth Strategies And Associates, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jun 10, 2024 | May 9, 2025 (333 d) |
| Nicholas Kilburg | Global Wealth Strategies And Associates, LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Jan 27, 2025 (393 d) |
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4 moves match.