DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Folger Nolan Fleming Douglas Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Maxwell FryerFolger Nolan Fleming Douglas Incorporated independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankOct 8, 2025Sep 10, 2025
Kevin FlahertyFolger Nolan Fleming Douglas Incorporated independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankOct 8, 2025Sep 10, 2025
Allyson Michelle AdkinsFolger Nolan Fleming Douglas Incorporated independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankOct 8, 2025Sep 12, 2025
Elizabeth Ann Reed-HooleFolger Nolan Fleming Douglas Incorporated independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 15, 2024Oct 4, 2024
John Franklin ClardyFolger Nolan Fleming Douglas Incorporated independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 15, 2024Oct 4, 2024
Ashley Melissa WetzelFolger Nolan Fleming Douglas Incorporated independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 15, 2024Oct 4, 2024
Scott Richard SolodFolger Nolan Fleming Douglas Incorporated independent RIAHammond Iles Wealth Advisors independent RIARIA to RIAApr 17, 2024Oct 10, 2024 (176 d)
John G. SnyderFolger Nolan Fleming Douglas Incorporated otherBrown Advisory otherOtherJun 8, 2015Oct 7, 2016 (487 d)
Erin Tobin RogersFolger Nolan Fleming Douglas Incorporated otherStrategic Advisers LLC national BDOtherDec 20, 2013Feb 20, 2014 (62 d)
Catherine AglipayFolger Nolan Fleming Douglas Incorporated otherCapital One Financial Advisors LLC unclassifiedOtherNov 6, 2013Nov 18, 2013
Eugene Antonio SarrgeFolger Nolan Fleming Douglas Incorporated otherChesapeake Investment Management LLC otherOtherJan 13, 2005Feb 7, 2005
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11 moves match.