DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fefa Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacob Robert WinigerFefa Financial independent RIAFisher Investments independent RIARIA to RIAMay 11, 2026Jun 11, 2026 (31 d)
William RosenFefa Financial independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 25, 2026Jun 15, 2026 (82 d)
Brett Thomas LawlessFefa Financial independent RIACreativeone Wealth, LLC independent RIARIA to RIAJan 13, 2025Jan 6, 2025
Amy WeigandFefa Financial independent RIAAltman Advisors independent RIARIA to RIASep 10, 2024Apr 28, 2025 (230 d)
Zachary Brandon SmytheFefa Financial independent RIAArthur Stein Financial, LLC independent RIARIA to RIAMar 12, 2024May 22, 2024 (71 d)
John RatchfordFefa Financial no RAUMLPL Enterprise, LLC BD affiliatedOtherAug 23, 2023Nov 20, 2025 (820 d)
Raul Guadalupe BarcenesFefa Financial no RAUMAis Asset Management state registeredOtherAug 23, 2023Oct 13, 2023 (51 d)
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7 moves match.