DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sage, Rutty & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Lansing Schuler | Sage, Rutty & Co., Inc. independent RIA | Prentice Wealth Management LLC independent RIA | RIA to RIA | Mar 10, 2026 | Mar 26, 2026 |
| Joseph J Nacca | Sage, Rutty & Co., Inc. independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | May 23, 2025 | May 23, 2025 |
| Matthew Baker | Sage, Rutty & Co., Inc. independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2024 | May 9, 2025 (149 d) |
| Patrick Stewart Cicchetti | Sage, Rutty & Co., Inc. independent RIA | Ryse Capital Management state registered | RIA to a state-registered adviser | Jul 24, 2024 | Feb 12, 2025 (203 d) |
| Sarah L Stymus | Sage, Rutty & Co., Inc. independent RIA | Whitney & Company independent RIA | RIA to RIA | Jan 25, 2024 | Jun 12, 2024 (139 d) |
| Christopher Coleman | Sage, Rutty & Co., Inc. independent RIA | Fiduciary First Advising, LLC state registered | RIA to a state-registered adviser | Aug 16, 2021 | Mar 29, 2022 (225 d) |
| Brendan Ercole | Sage, Rutty & Co., Inc. independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2021 | Feb 11, 2021 |
| Ryan Thomas Miller | Sage, Rutty & Co., Inc. independent RIA | Lawley Retirement Advisors institutional | Other | Nov 20, 2020 | Jul 19, 2021 (241 d) |
| Justin Dean Stevens | Sage, Rutty & Co., Inc. other | O'Keefe Stevens Advisory, Inc. independent RIA | Other | Mar 28, 2017 | May 9, 2019 (772 d) |
| Jonathan Tuthill Lawrence | Sage, Rutty & Co., Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jul 25, 2012 | Aug 9, 2012 |
| William Albert Boselli | Sage, Rutty & Co., Inc. other | Strategic Wealth Partners Inc. independent RIA | Other | Oct 19, 2011 | Sep 15, 2021 (3619 d) |
| John J Anadio | Sage, Rutty & Co., Inc. other | Ensemble Financial Services, Inc. unclassified | Other | Aug 27, 2009 | Sep 8, 2009 |
| Aaron Oakley Finch | Sage, Rutty & Co., Inc. other | Oakley Financial LLC state registered | Other | Apr 25, 2008 | Mar 18, 2024 (5806 d) |
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13 moves match.