DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from American Investors Co
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Isaac Lorenzo Zalkin | American Investors Co independent RIA | Neuberger Berman Bd LLC no RAUM | Other | Jul 30, 2026 | Aug 13, 2026 |
| Stacy Anne Graham | American Investors Co independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2024 | Jul 17, 2024 |
| Brett Gabriel Williams | American Investors Co independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 24, 2023 | Jul 24, 2023 |
| Jiyoung I Chung | American Investors Co independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 12, 2022 | Oct 14, 2022 (63 d) |
| Jessica Lee Schafer | American Investors Co other | J.P. King Advisors, Inc. other | Other | Jul 15, 2016 | Jul 27, 2016 |
| Richard Jay Cohn | American Investors Co other | Crestmont Advisors, LLC. unclassified | Other | Apr 16, 2013 | Jan 15, 2013 |
| Gal Gali Horev | American Investors Co other | B. Riley Wealth Advisors, Inc. other | Other | Dec 31, 2011 | Feb 21, 2012 (52 d) |
| Ronald Joseph Weintraub | American Investors Co other | Workman Securities Corporation unclassified | Other | Mar 1, 2006 | Dec 12, 2007 (651 d) |
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8 moves match.