DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Greenberg Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephanie Marie Ford | Greenberg Financial Group independent RIA | Householder Group Estate & Retirement Specialists independent RIA | RIA to RIA | Jan 18, 2023 | Jan 4, 2023 |
| Benjamin John Fernandez | Greenberg Financial Group independent RIA | Pnc Managed Account Solutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2018 | Aug 27, 2018 |
| John Northmore Sturtevant | Greenberg Financial Group other | Guidesource Capital Management, LLC state registered | Other | Sep 28, 2017 | Apr 23, 2018 (207 d) |
| Kevin Rupprecht | Greenberg Financial Group other | Strategic Advisers LLC national BD | Other | Jul 2, 2008 | Jul 21, 2008 |
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4 moves match.