DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Brighton Securities Corp.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael James GorskyBrighton Securities Corp. independent RIARfg Advisory, LLC independent RIARIA to RIAJul 30, 2026Jul 20, 2026
James Gordon TaylorBrighton Securities Corp. independent RIASaperston Legacy Advisors, Inc. independent RIARIA to RIADec 31, 2025Jun 29, 2022
Kristina Lynn SaperstonBrighton Securities Corp. independent RIASaperston Legacy Advisors, Inc. independent RIARIA to RIADec 31, 2025Aug 13, 2021
David Mark BraunsteinBrighton Securities Corp. independent RIASaperston Legacy Advisors, Inc. independent RIARIA to RIADec 31, 2025Nov 6, 2025
Willard Basch SaperstonBrighton Securities Corp. independent RIASaperston Legacy Advisors, Inc. independent RIARIA to RIADec 31, 2025Aug 13, 2021
Joshua Tyler GilbertBrighton Securities Corp. independent RIAQuartz Partners Investment Management independent RIARIA to RIAJul 14, 2025Jul 16, 2025
Deanna Jean GuttaBrighton Securities Corp. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankMay 28, 2025May 23, 2025
Michael Christopher RestivoBrighton Securities Corp. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMay 23, 2025May 22, 2025
Stephen T. HicksBrighton Securities Corp. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMay 23, 2025May 22, 2025
David S PeartreeBrighton Securities Corp. independent RIAPeartree Advisory state registeredRIA to a state-registered adviserDec 20, 2024Jun 24, 2025 (186 d)
Troy Jeffrey NelsonBrighton Securities Corp. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankOct 28, 2024Jan 23, 2025 (87 d)
Stephen CymbalBrighton Securities Corp. independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 21, 2023Dec 15, 2023
Joshua David SlishBrighton Securities Corp. independent RIASage, Rutty & Co., Inc. independent RIARIA to RIASep 29, 2023Sep 29, 2023
Patrick Stewart CicchettiBrighton Securities Corp. independent RIASage, Rutty & Co., Inc. independent RIARIA to RIASep 29, 2023Sep 29, 2023
Alexander A PageBrighton Securities Corp. independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2022Dec 8, 2022 (63 d)
Raymond Louis DemonteBrighton Securities Corp. independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankApr 22, 2022Apr 22, 2022
Zachary Lawrence HaleBrighton Securities Corp. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMar 2, 2022Mar 22, 2023 (385 d)
Ryan Matthew CzamaraBrighton Securities Corp. independent RIASchaffer & Company Asset Management, Inc. independent RIARIA to RIAJan 31, 2022Mar 31, 2022 (59 d)
Brennan Richard RedmondBrighton Securities Corp. otherSage, Rutty & Co., Inc. otherOtherJun 20, 2017Jun 26, 2017
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19 moves match.