DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Leigh Baldwin & Co., LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Patrick Duffy | Leigh Baldwin & Co., LLC independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 5, 2026 | Apr 23, 2026 |
| Melissa Norwicke | Leigh Baldwin & Co., LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2025 | Oct 6, 2025 |
| Melinda B Gaertner | Leigh Baldwin & Co., LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Jun 2, 2025 | Jul 24, 2025 (52 d) |
| Jerry Bruno | Leigh Baldwin & Co., LLC independent RIA | Gwn Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2023 | Aug 18, 2023 |
| Sam Angelo Curmaci | Leigh Baldwin & Co., LLC independent RIA | Sac Investment Management LLC state registered | RIA to a state-registered adviser | Jan 10, 2023 | Dec 1, 2022 |
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5 moves match.