DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Horan Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Terence Lee Horan | Horan Wealth Management independent RIA | Horan Capital Advisors, LLC other | Other | Jul 7, 2025 | Apr 6, 2010 |
| Lindsey Renee Keith | Horan Wealth Management independent RIA | Foster & Motley Inc independent RIA | RIA to RIA | Jan 3, 2024 | Oct 23, 2024 (294 d) |
| Rex Noble Points | Horan Wealth Management independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Aug 25, 2023 | Sep 1, 2023 |
| Timothy Glenn Powell | Horan Wealth Management independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2023 | Aug 23, 2023 |
| Matthew Walter Tarka | Horan Wealth Management independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2023 | Aug 3, 2023 |
| Nicholas Groman | Horan Wealth Management independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 19, 2023 | Jul 24, 2023 |
| Jodee Felice Deutsch | Horan Wealth Management independent RIA | Allworth Financial, L.P. independent RIA | RIA to RIA | Sep 2, 2021 | Sep 16, 2021 |
| Karl Diebold | Horan Wealth Management other | Pruco Securities, LLC BD affiliated | Other | Aug 28, 2017 | Apr 23, 2018 (238 d) |
| Christopher George Cook | Horan Wealth Management other | Commonwealth Financial Network national BD | Other | Jan 9, 2017 | Jan 9, 2017 |
| Joseph Daniel Fondacaro | Horan Wealth Management other | Main Street Family Advisors, Inc. unclassified | Other | Jan 9, 2009 | Feb 11, 2009 (33 d) |
Page 1 of 1
10 moves match.