DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dmk Advisor Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas A Walker | Dmk Advisor Group, Inc. independent RIA | Rooted Financial Group, LLC no RAUM | RIA to a newly registered adviser | Mar 7, 2025 | Apr 7, 2025 (31 d) |
| Diego Jose Garcia | Dmk Advisor Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2025 | Feb 19, 2025 |
| Natalie Margaret Neaton | Dmk Advisor Group, Inc. independent RIA | Expand Financial, LLC institutional | Other | Oct 14, 2024 | May 27, 2025 (225 d) |
| Michael Lee Romero | Dmk Advisor Group, Inc. independent RIA | Wealth Management Advisors Ria, Inc. state registered | RIA to a state-registered adviser | Sep 30, 2021 | Jul 31, 2020 |
| Devika Kamboh | Dmk Advisor Group, Inc. independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2021 | Jul 13, 2021 |
| Edward Lee Gerber | Dmk Advisor Group, Inc. independent RIA | Jenkins Wealth independent RIA | RIA to RIA | Dec 11, 2019 | Apr 15, 2021 (491 d) |
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6 moves match.