DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Morgan Keegan & Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven Maier SmithMorgan Keegan & Company, LLC otherBrookstreet Securities Corporation unclassifiedOtherFeb 3, 2003Mar 10, 2003 (35 d)
James Luke PattersonMorgan Keegan & Company, LLC otherStanford Group Company unclassifiedOtherNov 19, 2002Nov 11, 2002
Kevin G ThompsonMorgan Keegan & Company, LLC otherWealth Advisors, Inc. independent RIAOtherNov 7, 2002Nov 8, 2004 (732 d)
John Edward MillerMorgan Keegan & Company, LLC otherPruco Securities, LLC otherOtherSep 12, 2002Jan 3, 2004 (478 d)
William Walker BowmanMorgan Keegan & Company, LLC otherStephens otherOtherSep 6, 2002May 11, 2004 (613 d)
Norman Frank HallMorgan Keegan & Company, LLC otherInvestment Professionals, Inc. otherOtherAug 21, 2002Aug 19, 2002
Martin Wayne AdamsMorgan Keegan & Company, LLC otherPan-American Investment Advisers, Inc. unclassifiedOtherMay 28, 2002Sep 5, 2002 (100 d)
Jeffrey Guy LabelleMorgan Keegan & Company, LLC otherTransamerica Financial Advisors, LLC otherOtherMay 17, 2002Oct 13, 2003 (514 d)
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608 moves match.