DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mcadams Wright Ragen, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Gregory Foster | Mcadams Wright Ragen, Inc. other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Aug 5, 2014 | Aug 4, 2014 |
| Karen Okamura Rowe | Mcadams Wright Ragen, Inc. other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Aug 5, 2014 | Aug 4, 2014 |
| Matthew Wayne Barnes | Mcadams Wright Ragen, Inc. other | Ironvine Capital Partners, LLC other | Other | Feb 7, 2014 | Oct 14, 2013 |
| Spring Bennett | Mcadams Wright Ragen, Inc. other | Wells Fargo Advisors wirehouse | Other | Dec 16, 2013 | Dec 17, 2013 |
| Colin Ryan Cook | Mcadams Wright Ragen, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 24, 2012 | Aug 30, 2012 |
| Sissi Diem Ai Sondgroth | Mcadams Wright Ragen, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Aug 2, 2011 | Aug 22, 2011 |
| Erika Rane Biggs | Mcadams Wright Ragen, Inc. other | Piper Sandler & Co. no RAUM | Other | Apr 19, 2004 | Nov 15, 2004 (210 d) |
Page 1 of 1
7 moves match.