DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hartford Investment Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Winston Alexander Mclaughlin | Hartford Investment Financial Services, LLC other | Eagle Strategies LLC other | Other | Jul 8, 2011 | Aug 13, 2011 (36 d) |
| Brendon O Moore | Hartford Investment Financial Services, LLC other | Voya Financial Advisors, Inc. other | Other | Mar 23, 2010 | Feb 28, 2012 (707 d) |
| Keri Ann Alcos | Hartford Investment Financial Services, LLC other | Citigroup Global Markets Inc. other | Other | Apr 28, 2007 | May 17, 2007 |
| Rachel Lauren Loiko | Hartford Investment Financial Services, LLC other | Advice And Planning Services other | Other | Apr 20, 2007 | Apr 21, 2008 (367 d) |
| Henry Rudolph Peeler | Hartford Investment Financial Services, LLC other | Nfp Advisor Services, LLC other | Other | Jan 3, 2007 | Dec 24, 2014 (2912 d) |
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5 moves match.