DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Simmons First Investment Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lisa Jo RabatinSimmons First Investment Group, Inc. independent RIAMetropolitan Capital Management, Inc. otherOtherMar 25, 2019Dec 17, 2014
W. Cary CurzonSimmons First Investment Group, Inc. independent RIAValic Financial Advisors, Inc. otherOtherMar 25, 2019Dec 11, 2003
Chad Harrison CarlsonSimmons First Investment Group, Inc. independent RIAMetropolitan Capital Management, Inc. otherOtherMar 25, 2019Dec 17, 2014
Stanley Owen McnultySimmons First Investment Group, Inc. independent RIALPL Financial LLC independent RIARIA to RIAMar 25, 2019Mar 20, 2019
John Robert BondSimmons First Investment Group, Inc. independent RIALPL Financial LLC independent RIARIA to RIAMar 25, 2019Mar 21, 2019
James William WatkinsSimmons First Investment Group, Inc. independent RIAMetropolitan Capital Management, Inc. otherOtherMar 25, 2019Dec 17, 2014
Julia Kay CookSimmons First Investment Group, Inc. independent RIALPL Financial LLC independent RIARIA to RIAMar 25, 2019Mar 21, 2019
Laura Lea WittSimmons First Investment Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 25, 2019Jul 22, 2021 (850 d)
John Allen SlaytonSimmons First Investment Group, Inc. independent RIALPL Financial LLC independent RIARIA to RIAMar 25, 2019Mar 21, 2019
Nathan Reed GreenSimmons First Investment Group, Inc. independent RIALPL Financial LLC independent RIARIA to RIAMar 25, 2019Mar 20, 2019
Karl Byron KimeSimmons First Investment Group, Inc. independent RIALPL Financial LLC independent RIARIA to RIAMar 25, 2019Mar 20, 2019
Rebecca Jean MarshallSimmons First Investment Group, Inc. independent RIALPL Financial LLC independent RIARIA to RIAMar 25, 2019Mar 20, 2019
Sarah Marie Childress-HogueSimmons First Investment Group, Inc. independent RIALPL Financial LLC independent RIARIA to RIAMar 25, 2019Mar 20, 2019
Timothy Patick RaffertySimmons First Investment Group, Inc. independent RIAMetropolitan Capital Management, Inc. otherOtherFeb 19, 2019Dec 17, 2014
Ryan Blake TenrySimmons First Investment Group, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 22, 2018Oct 24, 2018
Damon Christian MeyerSimmons First Investment Group, Inc. otherMetropolitan Capital Management, Inc. otherOtherJul 6, 2016Dec 17, 2014
Chris Vincent HarkinsSimmons First Investment Group, Inc. otherMetropolitan Capital Management, Inc. otherOtherNov 9, 2015Dec 17, 2014
Cory Greer JohnsonSimmons First Investment Group, Inc. otherRetirepath Wealth, LLC state registeredOtherFeb 1, 2010May 27, 2026 (5959 d)
Diana Lynne MelvinSimmons First Investment Group, Inc. otherUBS Financial Services Inc. wirehouseOtherFeb 18, 2003Mar 13, 2003
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19 moves match.