DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from S.G. Long & Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy Bryan StansburyS.G. Long & Company state registeredOrion Wealth Management LLC state registeredOtherMar 7, 2025Mar 9, 2025
Kathleen O'DellS.G. Long & Company state registeredSgl Investment Advisors, Inc. independent RIAOtherFeb 1, 2024Mar 29, 2022
Eric Robert JoyntS.G. Long & Company state registeredSgl Investment Advisors, Inc. independent RIAOtherJun 6, 2022Apr 4, 2022
Daniel W NelsonS.G. Long & Company state registeredAmeriprise Financial Services, LLC national BDOtherJun 17, 2019Aug 7, 2020 (417 d)
Ernest Dale RooS.G. Long & Company state registeredSgl Investment Advisors, Inc. otherOtherDec 31, 2010Jan 24, 2011
Evad Patrick VanspooreS.G. Long & Company state registeredSgl Investment Advisors, Inc. otherOtherDec 31, 2010Jan 21, 2011
Lauren Paige GoeddelS.G. Long & Company state registeredCharles Schwab & Co., Inc. national BDOtherSep 16, 2010Jun 5, 2023 (4645 d)
Thomas John AdolphS.G. Long & Company state registeredKms Financial Services, Inc otherOtherDec 10, 2009Dec 15, 2009
Rachael Maree MorawskiS.G. Long & Company state registeredEdward Jones national BDOtherOct 18, 2004Oct 20, 2004
Theodore John HeuchlingS.G. Long & Company state registeredBts Asset Management, Inc. otherOtherDec 12, 2003Jun 13, 1996
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10 moves match.