DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Schwartz & Co.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Scott Mackenzie | Schwartz & Co. other | Integrated Investment Consultants, LLC independent RIA | Other | Jan 24, 2025 | Feb 14, 2025 |
| Joseph Paul Cattaneo | Schwartz & Co. other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Apr 18, 2024 | Apr 26, 2024 |
| Christopher Robert Emde | Schwartz & Co. other | Emde Wealth Management LLC state registered | Other | Oct 3, 2016 | Sep 20, 2016 |
| Trent Louis Grzegorczyk | Schwartz & Co. other | Resilient Financial Planning, LLC unclassified | Other | Oct 3, 2016 | Oct 3, 2016 |
| Kevin Clark Debastos | Schwartz & Co. other | Jordan Park Group LLC independent RIA | Other | Aug 3, 2012 | Mar 19, 2026 (4976 d) |
| Nicholas Christopher Patrico | Schwartz & Co. other | Morgan Stanley wirehouse | Other | Aug 17, 2011 | Dec 18, 2012 (489 d) |
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6 moves match.